Investor Services

At RegEx, we understand that navigating the capital markets is not just about returns—it's also about trust, transparency, and the right to be heard. When that trust is shaken—be it through wrongful practices, delayed responses, or unfair legal actions—investors often find themselves overwhelmed and without guidance.

We are here to change that.

With deep experience in market regulations and investor protection frameworks, we offer end-to-end support to investors facing challenges with trading members or intermediaries. Whether you're responding to a legal notice, dealing with a defaulter case, or struggling to transfer shares, we stand by you—firmly and compassionately.

Our investor-centric services include:

• Support in Filing and Resolving Complaints
  We guide investors in drafting, submitting, and following through with complaints on SEBI SCORES, stock exchanges, and other regulatory platforms—ensuring their voice is heard and acted upon.

• Responding to Legal Notices from Trading Members (TMs)
  Receiving a legal notice can be intimidating. We help investors understand the implications and craft well-reasoned, lawful responses to protect their rights and position.

• Defending Against Cases Filed by TMs on SMART ODR
  If a trading member initiates a dispute against an investor on SEBI’s SMART ODR platform, we provide strategic representation—ensuring a fair, transparent, and investor-focused resolution process.

• Filing Claims in Defaulter Scenarios
  When a trading member is declared a defaulter by the stock exchange, many investors are left in the dark about their recourse. We assist in preparing and submitting claim forms, backed by proper documentation and regulatory insight.

• Facilitating Transfer of Shares
  Share transfers—especially in legacy or demat cases—can involve unexpected legal and procedural hurdles. We offer practical and legal support to ensure rightful and timely transfer of securities.